Brenda has extensive financial industry experience, contributing a vast wealth of knowledge to the organization. Throughout her career, she has gained valuable insights working in various capacities, including the back office, middle office, and as an advisor. These diverse roles have equipped her with a comprehensive understanding of how to positively influence advisors, clients, and colleagues.

As Chief Compliance Officer (CCO), Brenda is responsible for setting standards and implementing procedures. Her objective is to establish effective and efficient compliance programs organization-wide, ensuring the identification, prevention, and correction of noncompliance with relevant policies, procedures, laws, and regulations.

Brenda graduated from the University of Iowa in Business Administration and holds her Series 7, 24, 63, and 66 licenses.